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I. Introduction
One of the core objectives of the
Institute is
to ensure gender equality and gender justice through the Institute
interventions and practices. In keeping with this principle,
it is important to ensure a climate, free from discrimination
and harassment, with a particular focus on prevention of sexual
harassment.
Policy of prohibiting Discrimination
This policy prohibits discrimination on
the basis of race, sex, sexual orientation, gender identity/expression,
religion, caste, age, color, creed, nationality or ethnic
origin, physical, mental or sensory disability and marital
status. Discriminatory harassment is one form of discrimination.
Under this policy, discriminatory harassment is identified
as conduct toward a particular individual, individuals, or
groups on the basis of a protected status that is significantly
severe or pervasive that has the purpose or effect of:
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Creating an intimidating, hostile
or offensive work or educational environment for the individual
or groups; or
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Unreasonably interfering with the
work, academic performance, living environment, personal
security, or participation in any Institute - sponsored
activity of the individual or groups.
Policy of prohibiting Sexual Harassment
Sexual harassment of individuals occurring
in the place of work or study or in other settings in which
they may find themselves in connection with their association
with the Institute is unlawful and will not be tolerated by
the Institute. Further, any retaliation against an individual
who has complained about sexual harassment or retaliation
against individuals for cooperating with an investigation
of a sexual harassment complaint is similarly unacceptable.
To achieve this goal, conduct that is described as “Sexual
Harassment” in this policy will not be tolerated and a procedure
is provided by which inappropriate conduct will be dealt with,
if encountered among employees/students.
The Institute will also take all the appropriate
steps necessary to protect individuals from retaliation. Such
Steps include:
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Action
to stop retaliatory behavior
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Providing
required security measures.
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Counseling
help to Complainant and Accused
The Institute takes allegations of sexual
harassment seriously, and will respond promptly to complaints
of sexual harassment and where it is determined that such
inappropriate conduct has occurred, prompt and appropriate
corrective action as is necessary, including disciplinary
action, will be taken.
While this policy sets forth the goal
of the Institute of promoting a study or workplace that is
free of sexual harassment, the policy is not designed or intended
to limit the authority of the Institute to discipline or take
remedial action for conduct which the Institute deems unacceptable,
regardless of whether that conduct satisfies the definition
of sexual harassment.
II. Definitions
For the purposes of this Policy
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“Institute”
shall mean IIMT.
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“Academic
staff” includes any person or the staff of the Institute
including its constituent units who is appointed to a
teaching and/or research post, whether full-time, temporary,
ad-hoc, part-time, visiting, honorary, or on special duty
or deputation, and shall include employees employed on
a casual or project basis.
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“Supporting
Staff” includes any person on the staff of the Institute
or its constituents units who is not appointed to a teaching
and/or research post, whether full-time, temporary, ad-hoc,
part-time, daily wager, honorary or on special duty or
deputation, and shall include employees employed on a
casual or project basis, as also persons employed through
a contractor.
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"Student"
includes any person who is enrolled for any course, whether
full time or part time, with Institute, and includes an
undergraduate or postgraduate student, a Research Scholar,
a visitor, and a repeater. It also includes a student
of another Institute or college who has been placed or
has opted for placement with the Institute or short-term
courses at the Institute.
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“Sexual
harassment" includes any unwelcome sexually determined
behaviour (whether direct or by implication) such as
(i) physical contact and
advances either physical and non -physical
(ii) Unsolicited telephone calls
/ e-mails with the intention of sexual harassment
(iii) a demand or request for
sexual favors;
(iv) sexually colored remarks
(v) showing pornography
(vi) creating a hostile work environment
(vii) any other unwelcome “sexually
determined behavior” be it physical, verbal or non-verbal
conduct of a sexual nature
(viii) creating a “hostile work environment”.
Explanation 1:
Unwelcome “sexually determined behavior”
shall include but not be limited to the following instances:
(i) where submission to or rejection of
sexual advances, requests or conduct is made either explicitly
or implicitly a term or condition of employment, instruction
or evaluation or as a basis for decisions, involving participation
in campus or academic activity.
(ii) such advances, requests or conduct
(whether direct or implied) have the purpose or effect of
interfering with an individual's work performance by creating
an intimidating, hostile, humiliating or sexually offensive
environment.
Explanation 2:
Creating a “hostile environment” means
(i) Creating a study or workplace
where Sexual Harassment may go unheeded, where despite complaints
no action is taken, where there is nexus between accused/
aggressor & higher management, and where complainant is
placed under fear, disadvantage or threat of victimization.
(ii) It will also mean Retaliation
which includes:
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marginalizing someone in the study
or workplace with regard to his / her roles and responsibilities
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socially ostracizing
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intimidating someone physically, psychologically,
emotionally or someone close to or related to the victim
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spreading canard
(iii) And any other behavior that
may commonly be construed as retaliatory
Note: All should take special note that,
as stated above, retaliation against an individual who has
complained about sexual harassment, and retaliation against
individuals for cooperating with an investigation of a sexual
harassment complaint is unacceptable and will be actionable.
Explanation 3:
“Sexual Harassment” shall also mean:
(i) Direct or implied requests by
any individual for sexual favors in exchange for actual or
promised benefits such as favorable reviews, evaluation or
instruction, salary increases, promotions, increased benefits,
or continued employment constitutes sexual harassment.
(ii) Other sexually oriented conduct,
whether it is intended or not, that is unwelcome and has the
effect of creating a environment that is hostile, offensive,
intimidating, or humiliating to staff may also constitute
sexual harassment.
Explanation 4:
In addition the following are some examples
of conduct which if unwelcome, may constitute sexual harassment
depending upon the totality of the circumstances including
the severity of the conduct and its pervasiveness:
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Unwelcome sexual advances -- whether
they involve physical touching or not;
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Sexual epithets, jokes, written or
oral references to sexual conduct, gossip regarding one's
sex life; comment on an individual's body, comment about
an individual's sexual activity, deficiencies, or prowess;
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Displaying sexually suggestive objects,
pictures, cartoons, displaying body parts;
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Unwelcome leering, whistling, brushing
against the body, sexual gestures, suggestive or insulting
comments;
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Inquiries into one's sexual experiences;
and,
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Discussion of one's sexual activities.
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Abuse of authority (Quid Pro Quo)
- demand by a person in authority, for sexual favors in
exchange for related benefits (e.g. a wage increase, a
promotion, training opportunity, a transfer, instruction
or evaluation).
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The behavior that creates an environment
that is intimidating, hostile, or offensive for members
of one sex, and thus interferes with a person's ability
to function normally.
III. Preventive Action
Consistent with the existing law, the
Institute shall take all reasonable steps to ensure prevention
of sexual harassment. Such steps shall include (but not limited
to):
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Circulation
of the Institute’s policy on sexual harassment to all
persons employed by or in any way acting in connection
with the work and/or functioning of the Institute;
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Ensuring
that sexual harassment as an issue is raised and discussed
at the Institute meetings from time to time;
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Conduct
or cause to carry out in-house gender training on sexual
harassment and addressing complaints to First Instance
Persons (FIPS) as well as members of the Committee Against
Sexual Harassment (CASH).
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Widely publicize
that the sexual harassment is a crime and will not be
tolerated.
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Include
statement of policy against sexual harassment in Admission
Prospectus or Brochure
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Prepare
and circulate the Annual report of Committee Against Sexual
Harassment (CASH).
IV. Committee Against
Sexual Harassment (CASH)
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The Institute shall constitute an
Committee Against Sexual Harassment. (CASH) comprising
of at least five (5) members of which at least two shall
be female members.
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CASH will play a strong preventive
role. In case of any complaint, the CASH will have
to appoint a Committee (henceforth referred to as Enquiry
Committee) to conduct an enquiry. The Enquiry Committee
(EC) shall consist of at least three persons which may
include no more than 2 members from the CASH.
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Each complaint will merit the formation
of a new EC. In other words, ECs may be constituted
on a case to case basis.
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All meetings of CASH shall be fixed
by the chairperson through mutual consultation among the
members, but will be at least once a quarter.
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The constitution of the CASH will
be as follows:
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Prof.Loveraj Takru – Chairperson
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Dr.S.Wiladkar
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Prof.Monica Kharola
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Prof. Anita Gupta
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Prof.R.S.Rana
In case of resignation of any member
the Vice Chancellor, shall nominate a suitable replacement.
V. The First Instance Persons (FIPs)
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Each Department/Units
shall nominate First Instance Persons (“FIP”s) within
Regions/Units after an appropriate process of consultation.
They may provide first instance intervention in case of
any complaint of sexual harassment. The CASH shall undertake
to impart training to such FIPs to equip them to respond
effectively to first instance reports of sexual harassment.
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The names
and contact details of all members of the CASH as well
as First Instance Persons shall be prominently displayed
on the main notice board of the offices of all constituents
/ centers of the Institute.
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FIPs need
to have a strong commitment to women’s rights and gender
equality. They should also understand that complaints
of sexual harassment are of a sensitive nature and confidentiality
of all parties concerned, especially the complainant and
accused has to be respected.
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FIPs will
need to co-ordinate preventive activities within their
constituent unit / center on to create a Sexual Harassment
free atmosphere.
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FIPs will
be responsible for taking steps to ensure that cases of
Sexual Harassment in the Institute are brought to the
notice of CASH.
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FIPs are
empowered to deal with informal complaints of Sexual Harassment.
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FIP has
to inform all new staff of Institute policy on sexual
harassment.
VI. Procedure of Dealing with Complaints
of Sexual Harassment
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If any individual
believes that he or she has been subjected to sexual harassment,
such person (or FIP who may have assisted the complainant
or those who have otherwise observed sexual harassment)
shall have the option to file a complaint with CASH. This
may be done in writing or orally. Even if it is done verbally
initially, it is always preferable to have the complaint
in writing.
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A complaint
may be filed by contacting any one of the members of the
CASH. The CASH as well as FIPs will also be available
to discuss any concerns staff may have and to provide
information about Department/Units policy on sexual harassment
and the complaint process.
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Informal
complaints of sexual harassment may be made to the FIP
within the constituent units / centers or directly to
the CASH or any of its members as stated above.
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Informal
Way of dealing with complaints of Sexual Harassment:
(i) An informal approach
to resolve a complaint of sexual harassment can be through
mediation between the parties involved and by providing advice
and counseling on a strictly confidential basis. The procedures
though less stringent than formal procedures will be conducted
in the full spirit of this policy document.
(ii) The case will be taken up for
investigation at an informal level by the FIP or a member
of the Enquiry Committee in a confidential manner. The matter
will be reviewed and the alleged offender will be approached
with the intention of resolving the matter in a confidential
manner.
(iii) If the incident or the case reported
does constitute sexual harassment of a higher degree, the
member will suggest taking it up for disciplinary action or
with the agreement of the complainant, the case can be taken
as a formal complaint.
(iv) Once such complaints are dealt
with, the FIP must inform the CASH and the Unit / Center head.
(v) The choice, whether to deal
with the complaint in the informal way or through the formal
mechanism (whether the case constitutes sexual harassment
of a higher or lower degree), should depend entirely on the
complainant.
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All formal
complaints of sexual harassment have to be referred to
the CASH by the FIP.
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The investigation
into a complaint will be conducted in such a way as to
maintain confidentiality to the extent practicable under
the circumstances. The Enquiry Committee (EC) has to be
set up within 2 weeks of receiving the complaint. The
CASH is responsible for setting up the EC.
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The EC has
to investigate and submit report to CASH within 4 weeks.
The CASH will have to decide on recommendations and forward
it to the Vice Chancellor within 2 weeks of receiving
report from EC.
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In case
of exceptional circumstances, the time limit for investigation
may be extended by the CASH. The CASH has to inform Registrar,
who will then inform both the complainant and accused.
VII. Process of Inquiry:
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Upon receiving a formal complaint,
the Committee shall ask the complainant to prepare a detailed
statement of incidents if written complaint is sketchy.
A statement of allegations will be drawn up by the Committee
and sent to the accused.
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The accused will be asked to prepare
a response to the statement of allegations and submit
to the Committee within the given time.
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The statements and other evidence
obtained in the inquiry process will be considered confidential
materials.
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An officer in the Institute could
be designated to provide advice and assistance to each
party if requested by either of them. Similarly, the complainant
and the accused will have the right to be represented
or accompanied by a member of staff, a friend or a colleague.
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The Committee will organize verbal
hearings with the complainant and the accused.
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Statement of Complainant will be recorded
first in the presence of the accused. The accused may
cross question the complaint if there is a need to do
so in the presence of the Enquiry Committee.
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The Committee will take testimonies
of other relevant persons and review the evidence whenever
necessary. Care should be taken to avoid any retaliation
against the witnesses by giving necessary protection.
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The Committee will take its decision
after carefully reviewing the circumstances, evidence
and relevant statements in all fairness.
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If the accused, being provided fair
opportunity to participate in the inquiry and defend him/her
fails to participate in the inquiry, the Committee may
conduct the inquiry exparte.
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The Committee will ensure confidentiality
during the inquiry process.
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In the course of investigating any
complaint of sexual harassment, the CASH shall ensure
that the principles of natural justice are adhered to
namely:
(i) Both parties shall be given
reasonable opportunity to be heard along with witnesses
and to produce any other relevant documents before the CASH;
(ii) Upon completion of the investigation,
both parties, will be informed of the results of that investigation.
(iii) Documents which form part of the
official record shall also be given to the complainant if
need be.
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The CASH shall be empowered to do
all things necessary to ensure a fair hearing of the complaint
including all things necessary to ensure that victims
or witnesses are neither victimized or discriminated against
while dealing with a complaint of sexual harassment. In
this regard the CASH shall also have discretion to make
appropriate interim recommendations vis-à-vis an accused
person pending the outcome of a complaint including suspension,
transfer, leave, change of office/ hostel, etc.
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In the event the CASH determines that
sexual harassment has occurred, it will make appropriate
recommendations for necessary action to be initiated to
remove the offensive conduct and, where appropriate, to
institute disciplinary action. The complainant’s views
may be taken into consideration for this purpose.
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The penalties listed below (in ascending
order) are indicative, and shall not constrain the Institute
authorities from considering others, in accordance with
the rules governing the conduct of employees and students
in practice at the time.
14.1 Penalties in Case of Academic
Staff
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Warning, reprimand, or censure.
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Withholding of one or more increments
for a period not exceeding one year.
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Removal from an administrative position
at the Centre, and/or Institute levels.
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Disbarment from holding an administrative
position at the Centre, and/or Institute levels.
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Suspension from service for a limited
period.
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Compulsory retirement.
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Dismissal from service.
Further, the penalty awarded shall be
recorded in his/her Confidential Record.
14.2 Penalties in Case
of Supporting Staff
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Warning, reprimand, or censure.
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Transfer
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Withholding of one or more increments
for a period not exceeding one year.
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Suspension from service for a limited
period.
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Compulsory retirement.
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Dismissal from service.
Further, the penalty awarded shall be
recorded in his/her Confidential Record.
14.3 Penalties in Case
of Institute Students
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Warning or reprimand.
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Transfer to another hostel.
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Withdrawal of the right to an official
character certificate from Institute.
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Rustication from the Institute for
a period up to two semesters.
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Expulsion from the Institute, and/or
a bar on appearing for the entrance examination/interview
to any programme of study offered by Institute.
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Withholding of a degree awarded by
Institute.
Further, the penalty awarded shall be
recorded in his/her Personal File.
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Any individual who feels aggrieved
with the disciplinary action taken may appeal to the Chancellor
for a review of the decision. The decision of the Chancellor
shall however be final and binding.
VIII. Conclusion
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Each constituent/center shall provide
all necessary assistance for the purpose of ensuring full,
effective and prompt implementation of this policy.
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In the event the conduct complained
of amounts to a specific offence under the Indian Penal
Code or under any other law in existence, the CASH, subject
to the wishes of the complainant, shall take appropriate
action in making a complaint with the appropriate authority
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Each constituent/center will ensure
that the CASH and Enquiry Committee retain their autonomy
and may work unhindered from any pressure from any quarter.
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The proceedings under this policy
shall not be stalled or postponed merely because the complainant
is proceeding against the accused under any other provision
of law.
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The provisions of this policy shall
not restrict the powers of the Management or the complainant
to proceed against the alleged offender for any other
misconduct or other legal remedies.
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